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Routledge Strategies for Compliance in Financial Services

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Description

Compliance serves as a fundamental control function for regulated industries worldwide. This book by Routledge offers an expert introduction to corporate compliance, drawing on real-world cases and insights from the financial services sector. Written by an experienced practitioner and academic, it examines the practical realities of maintaining regulatory standards. Readers gain a deep understanding of compliance challenges through specific examples, such as the Wells Fargo case, whistleblowing issues, and the mis-selling of payment protection insurance in the UK banking sector. The text explores how to build compliant cultures and develop regulatory trust. It serves as a practical guide for navigating the complexities of modern financial regulation.

Key Features

This Routledge publication provides an expert introduction to corporate compliance using real-world cases and insights.

The text examines specific industry challenges including the Wells Fargo case and UK banking sector mis-selling issues.

Learn about the role of whistleblowing in financial services through detailed examples and practitioner perspectives.

The book explores methods for building compliant cultures and establishing trust with regulatory bodies.

Written by an experienced compliance practitioner and academic to provide both theory and practical guidance.

Product Specifications

Format
hardcover
Domain
Amazon UK
Release Date
21 December 2020
Listed Since
05 August 2020

Barcode

No barcode data available

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