Essential Strategies for Financial Services Compliance - Image 1

Price loading...

Wiley Essential Strategies for Financial Services Compliance

Name: Essential Strategies for Financial Services Compliance
Brand: Wiley

Law

Price History & Forecast

No Price Data Available

Price history will appear here once data is collected from Amazon.

Price Distribution

No price data available for histogram

Description

A fully updated edition of the definitive guide to financial regulation In recent years, not only has the compliance field become firmly established, but it has seen staggering growth, thanks to never-ending changes in the regulatory environment. As regulation increases still further, the demand for clear guidance on navigating daily compliance issues is greater than ever. Now in its second edition, the highly successful Essential Strategies for Financial Services Compliance has been updated with the latest compliance strategies and regulatory information, making it indispensable for compliance officers, legal firms, and anyone else working with the financial services compliance function. Non-compliance represents a significant material risk for any financial services firm that fails to understand and appropriately apply regulatory standards. This Second Edition of Essential Strategies for Financial Services Compliance makes it easy to digest complex information on the regulatory framework. But this book is far from solely theoretical. A balanced approach means that both the concepts and their application are within reach. Annie Mills and Peter Haines deliver solid advice that can be applied on a day-to-day basis to manage any compliance issues that may arise. Read this book to: Understand the conceptual basis of compliance and the current regulatory environment applicable to the financial services industry Quickly and thoroughly learn the accepted best practices for everyday compliance Get up to date information on the current financial regulatory environment with this new edition Reference detailed advice as issues arise in day-to-day operations This update to the popular first edition of Essential Strategies for Financial Services Compliance will help eliminate non-compliance risk and ensure that your firm is entirely current on its ability to navigate the maze of financial services regulation.

Product Specifications

Brand: Wiley
Format: hardcover
ASIN: 1118906136
Category: Books > Subjects > Business, Finance & Law > Law
Domain: Amazon UK
Release Date: 09 October 2015
Listed Since: 19 December 2013

Barcode

No barcode data available

Wiley Essential Strategies for Financial Services Compliance

Price History & Forecast

No Price Data Available

Price Distribution

Description

Product Specifications

Barcode

Similar Products You Might Like

Strategies for Compliance: Tools, Techniques and Challenges in Financial Services

Strategies for Compliance: Tools, Techniques and Challenges in Financial Services

Hedge Fund Compliance: Risks, Regulation, and Management (Wiley Finance)

Compliance Manager’s Guidebook: The Go To Reference Book for All UK Financial Services Compliance & Risk Managers for the 2020’s

Implementing Financial Regulation: Theory and Practice (The Wiley Finance Series)

Compliance Norms in Financial Institutions: Measures, Case Studies and Best Practices

Bank Regulation, Risk Management, and Compliance: Theory, Practice, and Key Problem Areas (Practical Finance and Banking Guides)

Routledge - The Changing Function of Compliance Handbook

The Changing Function of Compliance: A Handbook to Managing Regulatory Risk

Financial Services Law Guide

Private Equity Compliance: Analyzing Conflicts, Fees, and Risks (Wiley Finance)

Financial Compliance: Issues, Concerns and Future Directions

Executive's Guide to Solvency II: 46 (Wiley and SAS Business Series)

City Limits: FCA Compliance for Financial Businesses – 2nd Edition

Regulating the Financial Services Sector: Studies in Comparitive Corporate and Financial Law: 6 (Studies in Comparative Corporate and Financial Law)

Explaining Compliance: Business Responses to Regulation

Contemporary Finance: Money, Risk, and Public Policy (Wiley Finance)

Financial Services: Investigations and Enforcement

Sarbanes-Oxley Guide for Finance and Information Technology Professionals

Financial Regulation and Technology: A Legal and Compliance Guide (Elgar Practical Guides)

Anti-Money Laundering Regulation and Compliance: Key Problems and Practice Areas (Elgar Compliance Guides)

Anti-Money Laundering Regulation and Compliance: Key Problems and Practice Areas (Elgar Compliance Guides)

Simple Tools and Techniques for Enterprise Risk Management: 553 (The Wiley Finance Series)

Compliance Norms in Financial Institutions: Measures, Case Studies and Best Practices