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Routledge Strategies for Compliance: Tools, Techniques and Challenges in Financial Services

Name: Strategies for Compliance: Tools, Techniques and Challenges in Financial Services
Brand: Routledge

Law

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Description

Compliance is a fundamental control function within regulated industries globally. This book provides an expert introduction to corporate compliance using cases, examples and insights from the financial services sector and beyond. The author, an experienced compliance practitioner and academic, highlights compliance challenges, using examples such as Wells Fargo, whistleblowing in the financial services and the mis-selling of payment protection insurance in the UK banking sector. The book explores strategies for creating compliant cultures and fostering regulatory trust, whilst practical guidance is provided on anticipating regulatory changes. Addressing organisational obstruction and delay, the author presents a series of valuable tools and techniques for real-world practice. An essential professional development resource for board directors, compliance officers and other senior managers, the book also provides a unique learning and development resource for students of corporate compliance globally.

Product Specifications

Brand: Routledge
Format: paperback
ASIN: 0367337576
Category: Books > Subjects > Business, Finance & Law > Law
Domain: Amazon UK
Release Date: 21 December 2020
Listed Since: 05 August 2020

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Routledge Strategies for Compliance: Tools, Techniques and Challenges in Financial Services

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