Conduct and Accountability in Financial Services: A Practical Guide - Image 1

£62.93

Bloomsbury Conduct and Accountability in Financial Services: A Practical Guide

Name: Conduct and Accountability in Financial Services: A Practical Guide
Brand: Bloomsbury
Price: 59.72 GBP
Availability: InStock

Law

Price History & Forecast

Last 17 days • 17 data points (No recent data available)

Historical

Generating forecast...

Price Distribution

Price distribution over 17 days • 2 price levels

Days at Price

Current Price

Price Analysis

Most common price: £63 (10 days, 58.8%)

Price range: £60 - £63

Price levels: 2 different prices over 17 days

Description

Are you fully prepared for the implementation of the Senior Managers and Certification Regime across financial services firms and the related regulatory scrutiny on conduct and accountability? The 2008 financial crisis sparked major changes in global financial services regulation with attention and resources focused on the behaviour of firms and senior individuals and how they conduct their business. Regulatory reforms have been designed and implemented globally to address accountability and conduct in financial services. In the UK this has resulted in the Senior Managers and Certification Regime (SM&CR) being implemented across all FSMA-regulated firms. Conduct and Accountability in Financial Services: A Practical Guide provides comprehensive and expert guidance on how best to implement and comply with the SM&CR. In addition to acting as a guide to rule book requirements and regulatory expectations, it provides an in-depth look at the implications of the global focus on culture and conduct risk. A must-read text for all staff in UK financial services firms, professional associations, industry bodies, regulators, academics and advisers to financial services organisations, it covers: The context and regulatory basis for SM&CR including an overview of the development and roll-out of the regime Analysis of key changes from the previous `approved person' approach Practical considerations for HR, internal audit and non-executive directors The increasing role of culture and conduct risk A practical overview of enforcement, penalties and learning lessons from enforcement actions Overarching principles of how to manage personal regulatory risk Regulatory relationship management The impact of technology An overview of related global developments Appendices with timeline, bibliography and a selection of other useful sources for senior managers

Key Features

Conduct And Accountability In Financial Services: A Practical Guide

Product Type : Abis Book

Brand : Bloomsbury

Product Specifications

Brand: Bloomsbury
Format: Paperback
ASIN: 1526505207
Category: Books > Subjects > Business, Finance & Law > Law
Domain: Amazon UK
Release Date: 29 November 2018
Listed Since: 28 September 2017

Barcode

No barcode data available

Bloomsbury Conduct and Accountability in Financial Services: A Practical Guide

Price History & Forecast

Price Distribution

Price Analysis

Description

Key Features

Product Specifications

Barcode

Similar Products You Might Like

Eversheds Sutherland: The Employment Practitioner's Guide to Financial Institutions: Key Aspects of the Regulatory Framework

Compliance Manager’s Guidebook: The Go To Reference Book for All UK Financial Services Compliance & Risk Managers for the 2020’s

Financial Services Law Guide

Financial Services: Investigations and Enforcement

Culture Audit in Financial Services: Reporting on Behaviour to Conduct Regulators

Conduct Risk Management: Using a Behavioural Approach to Protect Your Board and Financial Services Business

New Accountability in Financial Services: Changing Individual Behaviour and Culture (Palgrave Socio-Legal Studies)

Strategies for Compliance: Tools, Techniques and Challenges in Financial Services

The Law and Regulation of Solicitors: Serious Breaches and Practising Certificate Conditions

The Financial Crisis and the Regulation of Finance

Risk Culture and Effective Risk Governance

Conduct and Pay in the Financial Services Industry: The regulation of individuals (Lloyd's Commercial Law Library)

Financial Services Litigation

The Governance and Regulation of International Finance (Private Regulation series)

Anti-Corruption Compliance: A Guide for Small and Mid-Sized Organizations (Elgar Compliance Guides)

The Accountability of Financial Regulators: A European and International Perspective ( International Banking and Finance Law series 22)

The Governance of Credit Rating Agencies: Regulatory Regimes and Liability Issues (Elgar Financial Law and Practice series)

The Foundations and Future of Financial Regulation: Governance for Responsibility

Legal and Conduct Risk in the Financial Markets

City Limits: FCA Compliance for Financial Businesses – 2nd Edition

Practitioner's Guide to Conflicts of Interest in the Financial Services Industry

Compliance Norms in Financial Institutions: Measures, Case Studies and Best Practices

Corporate Governance and Culture in Financial Institutions (Elgar Financial Law and Practice series)

Reforming the Governance of the Financial Sector (Routledge International Studies in Money and Banking)