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Sweet & Maxwell - Conflicts of Interest in Financial Services

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Description

The Practitioner's Guide to Conflicts of Interest in the Financial Services Industry by Sweet & Maxwell provides a practical examination of complex laws and regulations. This guide covers the concept of conflicts of interest and how these principles are applied within the financial services industry. It offers detailed guidance on managing conflicts and potential conflicts within the context of United Kingdom regulation. Because the financial industry is global, the text also examines regulations in the United States of America and various other important jurisdictions. This resource is designed to help professionals navigate the cross-border nature of modern financial law and regulatory requirements.

Key Features

This guide by Sweet & Maxwell examines complex laws and regulations regarding conflicts of interest in the financial services industry.

The text provides detailed guidance on how to manage actual conflicts and potential conflicts under UK regulation.

It covers legal principles and applications across the United Kingdom and the United States of America.

The book addresses the cross-border nature of financial services by looking at various important global jurisdictions.

Practitioners can use this guide to understand how conflict principles are applied in practical financial industry settings.

Product Specifications

Format
paperback
Domain
Amazon UK
Release Date
23 August 2012
Listed Since
22 March 2011

Barcode

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