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City Limits: FCA Compliance for Financial Businesses 2nd Ed

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Description

Navigating the complex regulatory framework of the Financial Conduct Authority is a necessity for over 56,000 authorized businesses. From stockbrokers and independent financial advisors to hedge fund managers and credit card companies, these firms face diverse activities and client types, all unified by the obligation to maintain compliance. City Limits: FCA Compliance for Financial Businesses - 2nd Edition provides a user-friendly guide to this extensive regulatory landscape. This book is specifically designed for lawyers, compliance professionals, and senior managers who are responsible for advising on or overseeing regulatory compliance within FCA-authorized firms. It serves as a practical resource for those managing the varied requirements of the modern financial sector.

Key Features

This 2nd Edition book covers compliance requirements for over 56,000 FCA-authorized financial businesses.

The text addresses a wide range of sectors including stockbrokers, independent financial advisors, and hedge fund managers.

It provides guidance for credit card companies and other firms regulated by the Financial Conduct Authority.

Law Brief Publishing designed this guide specifically for lawyers, compliance professionals, and senior managers.

The content helps professionals oversee regulatory compliance across diverse financial activities and client types.

Product Specifications

Format
paperback
Domain
Amazon UK
Release Date
12 April 2022
Listed Since
06 April 2022

Barcode

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