£108.26

Bloomsbury Professional Financial Services Law Guide

Name: Financial Services Law Guide
Brand: Bloomsbury Professional
Price: 108.26 GBP
Availability: InStock

Law

This is the usual price. Wait for it to drop, or tell us your number.

£108 today · usual range £0–£0 · best ever £101

NEW HERE?

Amazon shows you one price. We show you all of them.

Tosheroon watches Amazon prices so you don't have to. Every product on Amazon has a price history — we make it visible. Set the price you'd actually pay, and we'll email you the second it gets there. No app, no account, one email.

WHAT'S ON THIS PAGE

↓ Price chart
when this has been cheap or pricey

↓ Forecast
where the price is heading next

↓ Statistics
all-time high & low, recent range

↑ Price alert
name your number, we'll email you

Price History & Forecast

Grey patches = out of stock. Cheaper = lower on the chart. Hover for exact prices.

Last 135 days • 135 data points (No recent data available)

Historical

Generating forecast...

Price Distribution

Price distribution over 135 days • 5 price levels

Days at Price

Current Price

Price Analysis

Most common price: £108 (48 days, 35.6%)

Price range: £101 - £111

Price levels: 5 different prices over 135 days

Description

A comprehensive guide to the rules and regulations that govern the UK financial services industry, providing: - Analysis of the various laws and regulations and how they impact on customer relations and retail products - An outline of the protection given to clients’ money and the functioning of the prudential requirements - An explanation of the rationale and operation of enforcement procedures - Details of requirements as they apply to professionals who engage in financial services activities as an incidental part of their professional activities - A consideration of recently implemented EU initiatives The fifth edition has been fully updated in line with the post-EU regime and in addition includes updates to: - the new investments and investment activities and the FCA rules and their impact - the FCA authorisation procedures and their impact - the approved persons regime - the rules and, in particular, their applications in relation to retail products and customer relations - the rules in relation to professionals as well as coverage of: - the EU Market Abuse Regulation - 4th and 5th Money Laundering Directives in their UK form including additional examples of enforcement actions and prosecutions and the lessons to be learned - new case law in relation to enforcement and the lessons learned Covering the latest developments, this valuable text is set out in the context of common practice and is indispensable for those working within or otherwise associated with the financial services industry, namely lawyers, compliance officers, auditors, financial advisers, consultants, academics and students. 1 Financial Services Regulation 2 Authorisation 3 The Senior Managers and Certification Regime 4 Retail Products 5 Customer Relations 6 Financial Promotion 7 Market Abuse 8 Money Laundering 9 Clients’ Money 10 Financial Rules 11 Enforcement 12 Professionals and Investment Business

Product Specifications

Brand: Bloomsbury Professional
Format: paperback
ASIN: 1526517787
Category: Books > Subjects > Business, Finance & Law > Law
Domain: Amazon UK
Release Date: 30 November 2021
Listed Since: 13 December 2020

Barcode

No barcode data available

Bloomsbury Professional Financial Services Law Guide

This is the usual price. Wait for it to drop, or tell us your number.

Price History & Forecast

Price Distribution

Price Analysis

Description

Product Specifications

Barcode

Similar Products You Might Like

Market Abuse and Insider Dealing

Financial Services: Investigations and Enforcement

Money Laundering and Financial Intermediaries: 08 (Studies in Comparative Corporate and Financial Law)

Sub-custodian Network Management: Hands-on Guide for Global Custody Staff

EU Banking and Financial Regulation (Elgar Financial Law and Practice series)

International Guide to Money Laundering Law and Practice

The Enforcement of EU Financial Law (Hart Studies in Commercial and Financial Law)

AML Auditing - Understanding Global Securities Industry: Volume 13

Neate and Godfrey: Bank Confidentiality

Investment Banking: Hands-on Guide for Financial Professionals

AML Auditing - Understanding Transaction Monitoring: Volume 2

CREATESPACE AML Auditing - Understanding FCPA Volume 8

AML Auditing - Understanding Securities Lending: Volume 5

The Economic and Legal Effectiveness of the European Union’s Anti-Money Laundering Policy

Guide for AML Auditors - Clearing Corporations and Depositories: Volume 12 (Guides for AML Auditors)

Methods of Money Laundering: Circumventing Anti-Money Laundering Mechanisms

AML Auditing - Understanding Wire Transfers: Volume 6

CREATESPACE Guide for AML Auditors - Mutual Funds: Volume 14

AML Auditing - Understanding Global Custody Services: Volume 4

Guide for AML Auditors - Global Securities Industry: Volume 10 (Guides for AML Auditors)

Code monétaire et financier 2023 13ed - Annoté & commenté

International Banking Law (American Casebook Series)

AML Auditing - Understanding Investment Banking: Volume 12

Financial Services Law and Compliance in Australia