Eversheds Sutherland: The Employment Practitioner's Guide to Financial Institutions: Key Aspects of the Regulatory Framework - Image 1

Price loading...

Bloomsbury Professional Eversheds Sutherland: The Employment Practitioner's Guide to Financial Institutions: Key Aspects of the Regulatory Framework

Name: Eversheds Sutherland: The Employment Practitioner's Guide to Financial Institutions: Key Aspects of the Regulatory Framework
Brand: Bloomsbury Professional

Law

Price History & Forecast

No Price Data Available

Price history will appear here once data is collected from Amazon.

Price Distribution

No price data available for histogram

Description

The financial crisis both in the US and UK led to concerns that individual accountability of senior managers in the banking sector had to be strengthened and risk and reward aligned more closely. Sweeping amendments were made to legislation, with new regimes introduced to improve accountability and greater powers bestowed upon regulators. The landscape has changed significantly with onerous rules faced by employers from recruitment to departure and beyond. Eversheds Sutherland: The Employment Practitioner's Guide to Financial Institutions: Key Aspects of the Regulatory Framework (originally titled: The Employment Practitioner's Guide to Financial Institutions: The Senior Managers and Certification Regime and Accountability) covers the full roll-out of the Senior Managers and Certification Regime to all financial services firms in 2018. The complexity of the rules and the difficulty for practitioners in finding resources to help them understand the new regime has led to much confusion and uncertainty. This book provides an invaluable guide to the new regime with practical analysis of the issues raised and how the changes should be implemented.CONTENTS: 1 Background to the accountability regime 2 The Senior Managers Regime 3 Certification Regime 4 Fitness and Propriety 5 Regulatory References 6 The SMCR Conduct Rules 7 Remuneration 8 Bonuses and Employment Law Considerations 9 Performance Management and Remuneration Incentives 10 Whistleblowing in Financial Institutions 11 Women in Finance and Gender Pay 12 Senior Managers and Certification Regime for Insurers 13 Enforcement and the SMCR Appendix 1 SYSC 22: Regulatory references Appendix 2 SYSC 18: Whistleblowing Appendix 3 SUP 10C7.3 G Guidance on how the other overall responsibility function applies Appendix 4 Submitting statements of responsibilities: examples of how the requirements work Appendix 5 FCA Policy statement PS18/4: Credit card market study Appendix 6 GC18/4: Senior Managers and Certification Regime Proposed guidance on statements of responsibilities for FCA firms Appendix 7 Guide for FCA solo regulated firms

Product Specifications

Brand: Bloomsbury Professional
Format: paperback
ASIN: 1526504200
Category: Books > Subjects > Business, Finance & Law > Law
Domain: Amazon UK
Release Date: 14 February 2019
Listed Since: 28 July 2017

Barcode

No barcode data available

Bloomsbury Professional Eversheds Sutherland: The Employment Practitioner's Guide to Financial Institutions: Key Aspects of the Regulatory Framework

Price History & Forecast

No Price Data Available

Price Distribution

Description

Product Specifications

Barcode

Similar Products You Might Like

Conduct and Accountability in Financial Services: A Practical Guide

Financial Services Law Guide

Financial Services: Investigations and Enforcement

Conduct and Pay in the Financial Services Industry: The regulation of individuals (Lloyd's Commercial Law Library)

The Law and Regulation of Solicitors: Serious Breaches and Practising Certificate Conditions

City Limits: FCA Compliance for Financial Businesses – 2nd Edition

Compliance Manager’s Guidebook: The Go To Reference Book for All UK Financial Services Compliance & Risk Managers for the 2020’s

Financial Services Litigation

Strategies for Compliance: Tools, Techniques and Challenges in Financial Services

The Financial Crisis and the Regulation of Finance

The Foundations and Future of Financial Regulation: Governance for Responsibility

The Governance and Regulation of International Finance (Private Regulation series)

Brexit and Financial Regulation

The Governance of Credit Rating Agencies: Regulatory Regimes and Liability Issues (Elgar Financial Law and Practice series)

EU Banking and Capital Markets Regulation: Open Issues of Vertical Interplay with National Law (EBI Studies in Banking and Capital Markets Law)

Corporate Governance and Culture in Financial Institutions (Elgar Financial Law and Practice series)

Managing Risk in the Financial System

Research Handbook on International Banking and Governance

The Law on Corporate Governance in Banks (Elgar Financial Law and Practice series)

EU Banking and Financial Regulation (Elgar Financial Law and Practice series)

Corporate Insolvency: Employment and Pension Rights

Regulating the Financial Services Sector: Studies in Comparitive Corporate and Financial Law: 6 (Studies in Comparative Corporate and Financial Law)

The Law and Regulation of Finance

The Accountability of Financial Regulators: A European and International Perspective ( International Banking and Finance Law series 22)