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West Academic Publishing The Law of Securities Regulation (Hornbook)

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£104.08 £103.29 £103.46 £103.63 £103.81 £103.98 £104.15 25 July 2026 29 July 2026 02 August 2026 06 August 2026 11 August 2026
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Description

Revised to reflect the SEC's offering reform and recent Supreme Court developments, this Hornbook now is totally up to date. It is a comprehensive secondary source for any course in Securities Regulation. Coverage includes definition of "security," registration and disclosure obligations under the Securities Act of 1933, exemptions from registration, reporting obligations under the Securities Exchange Act of 1934, the proxy rules, tender offer regulation, and civil liabilities. The book treats broker-dealer regulation, market regulation, and the administrative role of the SEC, as well as proxy rules, insider trading, the Investment Company Act and the Investment Advisers Act. The up-to-date discussion of market regulation includes discussion of the role of FINRA, the successor to the regulatory arms of the New York Stock Exchange and the National Association of Securities Dealers.

Product Specifications

Format
hardcover
Domain
Amazon UK
Release Date
30 June 2009
Listed Since
29 June 2009

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No barcode data available

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