Risk Books SEC Regulation Outside the United States

Now in its fifth extended edition, SEC Regulation Outside the United States is the definitive guide to how the US federal securities laws and the rules and regulations of the SEC apply outside the United States. It is the only publication of its kind in the world. Explains how and why the SEC asserts jurisdiction outside the United States and provides comprehensive guidance to non-US entities and persons on US securities laws and SEC regulations. The first title to market with the just adopted offering reforms. The SECs new Securities Offering Reforms are the most important development in more than 30 years and are coming into force. The Reforms change significantly the manner in which securities are offered and sold and how to communicate with investors. This book is the only publication of its kind in the world to explore not only how the US federal securities laws and SEC rules and regulations apply outside the United States, but to explain how the Securities Offering Reforms apply to you. Additionally covers: - SEC operations - registered offers and private placements - fund and investment adviser regulation - enforcement - regulatory relationships - broker-dealer regulation and ALM issues - cross-border tender offers Edited by Mark Berman a former SEC lawyer and an internally recognised expert on SEC regulation. An essential handbook for anyone with a senior compliance responsibility at public companies, asset management firms and investment banks.