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Bloomsbury Dealing in Securities Law and Regulation Book

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Description

Navigate the complex landscape of European financial markets with Dealing in Securities: The Law and Regulation of Sales and Trading in Europe. Published by Bloomsbury Professional, this text addresses fundamental regulatory questions, including whether brokerage and dealing activities fall under specific jurisdictional oversight. It provides clarity on what aspects of an activity trigger authorization requirements and how to identify the correct regulator with legal competence to supervise a business. This resource provides an in-depth look at the recent liberalization of national authorization regimes across Europe. It examines the tensions created by MiFID II and Brexit, specifically how these events interact with EU attempts to harmonize the single market authorization regime. By reviewing the details of sales and trading activities, this book serves as a necessary guide for understanding the evolving legal framework of securities regulation in Europe.

Key Features

This Bloomsbury Professional book examines whether brokerage and dealing in securities is regulated within specific jurisdictions.

The text identifies which specific aspects of a business activity could bring it into scope for regulatory authorization.

Readers can learn how to determine which regulator holds the legal competence to supervise a business in scope.

The content addresses the impact of MiFID II and Brexit on the liberalization of national authorization regimes across Europe.

The book reviews the legal tensions between recent EU efforts to harmonize the single market and national authorization regimes.

Product Specifications

Format
hardcover
Domain
Amazon UK
Release Date
30 November 2021
Listed Since
19 February 2020

Barcode

No barcode data available

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