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The Securities Institute of America, Inc. Series 4 Exam Study Guide + Test Bank: Prepare to pass the Registered Options Principal Exam

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£147.85 £140.46 £143.41 £146.37 £149.33 £152.29 £155.24 11 August 2026 25 August 2026 08 September 2026 22 September 2026 07 October 2026
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Description

The Registered Options Principal Examination (Series 4) was designed to test a candidate’s knowledge of the rules and statutory provisions applicable to the supervisory management of a firm’s options personnel and options accounts. After passing the exam, a registered person may supervise a FINRA member firm’s options business and is qualified to oversee trades on all forms of options, from equity options to foreign currency options to options on government and mortgage-backed securities. The subject areas covered in the exam are: Supervise the Opening of New Options Accounts; Supervise Options Account Activities; Supervise General Options Trading; Supervise Options Communications; Implement Practices and Adhere to Regulatory Requirements; and Supervise Associated Persons and Personnel Management Activities. Created by the experts at The Securities Institute of America, Inc., the Series 4 Exam Study Guide 2026 + Test Bank arms you with what you need to score high on the test. Designed to let you build and fine-tune your knowledge of all areas covered in the exam and to guarantee that you’re prepared mentally and strategically to take the test, it provides: Dozens of examples Assorted practice questions for each subject area covered in the exam Priceless test-taking tips and strategies Helpful hints on how to study for the test, manage stress, and stay focused The Series 4 Exam Study Guide 2026+ Test Bank is your ticket to passing this difficult three-hour and twenty-five-minute test on the first try—with flying colors!

Product Specifications

Format
paperback
Domain
Amazon UK
Release Date
25 January 2025
Listed Since
26 January 2025

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